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The U.S. Supreme Court may revoke the SEC’s Disgorgement Power in Liu v. SEC

What legal issue will the U.S. Supreme Court decide in Liu v. SEC? The U.S. Supreme Court (SCOTUS) granted cert…

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The SEC Can More Strategically and Securely Plan, Manage, and Implement Cloud Computing Services

Why did the SEC perform this Audit? The Office of Inspector General (OIG) of the U.S. Securities and Exchange Commission…

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The Office of Inspector General’s final report details the Audit of the SEC’s Compliance With the DATA Act for Fiscal Year 2019

Why did the SEC perform this Audit? The Digital Accountability and Transparency Act of 2014 (DATA Act) requires the Inspector…

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Part 6: Highlights from LACBA’s 52nd Annual Securities Regulation Seminar – Cyber Regulation and Enforcement

Panel: Cyber Regulation and Enforcement The Cyber Regulation and Enforcement Panel at LACBA’s 52nd Annual Securities Regulation Seminar discussed the…

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Part 5: Highlights from LACBA’s 52nd Annual Securities Regulation Seminar – Keynote Speaker: SEC Commissioner Robert J. Jackson, Jr.

Keynote Speaker: SEC Commissioner Robert J. Jackson, Jr. The Keynote Speaker during lunch at LACBA’s 52nd Annual Securities Regulation Seminar…

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Part 4: Highlights from LACBA’s 52nd Annual Securities Regulation Seminar – SEC Division of Corporation Finance Update

Panel: SEC Division of Corporation Finance Update This U.S. Securities and Exchange Commission (SEC) Division of Corporation Finance Update Panel…

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