BLAWG
Governor Newsom – Please Order all Court Buildings in the State of California Closed starting March 16
SEC may Reward Issuers and Auditors for Self-Policing, Self-Reporting, Remediation and Cooperation with Law Enforcement Authorities
Telegram Accuses The SEC Of Failing To Provide Clear Guidance And Engaging In Improper Regulation By Enforcement
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The U.S. Supreme Court may revoke the SEC’s Disgorgement Power in Liu v. SEC
By Lahdan Rahmati, Esq. |
What legal issue will the U.S. Supreme Court decide in Liu v. SEC? The U.S. Supreme Court (SCOTUS) granted cert…
The SEC Can More Strategically and Securely Plan, Manage, and Implement Cloud Computing Services
By Lahdan Rahmati, Esq. |
Why did the SEC perform this Audit? The Office of Inspector General (OIG) of the U.S. Securities and Exchange Commission…
The Office of Inspector General’s final report details the Audit of the SEC’s Compliance With the DATA Act for Fiscal Year 2019
By Lahdan Rahmati, Esq. |
Why did the SEC perform this Audit? The Digital Accountability and Transparency Act of 2014 (DATA Act) requires the Inspector…
Part 6: Highlights from LACBA’s 52nd Annual Securities Regulation Seminar – Cyber Regulation and Enforcement
By Lahdan Rahmati, Esq. |
Panel: Cyber Regulation and Enforcement The Cyber Regulation and Enforcement Panel at LACBA’s 52nd Annual Securities Regulation Seminar discussed the…
Part 5: Highlights from LACBA’s 52nd Annual Securities Regulation Seminar – Keynote Speaker: SEC Commissioner Robert J. Jackson, Jr.
By Lahdan Rahmati, Esq. |
Keynote Speaker: SEC Commissioner Robert J. Jackson, Jr. The Keynote Speaker during lunch at LACBA’s 52nd Annual Securities Regulation Seminar…
Part 4: Highlights from LACBA’s 52nd Annual Securities Regulation Seminar – SEC Division of Corporation Finance Update
By Lahdan Rahmati, Esq. |
Panel: SEC Division of Corporation Finance Update This U.S. Securities and Exchange Commission (SEC) Division of Corporation Finance Update Panel…