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Part 3: Highlights from LACBA’s 52nd Annual Securities Regulation Seminar – Enforcement Developments

Panel: Enforcement Developments This Enforcement Developments Panel focused on a review of U.S. Securities and Exchange Commission (SEC) and U.S….

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Part 2: Highlights from LACBA’s 52nd Annual Securities Regulation Seminar – Legislative, Regulatory and Legal Developments in Securities Laws

Panel: Legislative, Regulatory and Legal Developments in Securities Laws This Legislative, Regulatory and Legal Developments in Securities Laws Panel discussed…

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Part 1: Highlights from LACBA’s 52nd Annual Securities Regulation Seminar – SEC Chair Jay Clayton’s Opening Remarks

U.S. Securities and Exchange Commission (SEC) Chair Jay Clayton delivered Opening Remarks from Washington DC by video.  SEC Chair Jay…

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6 Part Series: Highlights from LACBA’s 52nd Annual Securities Regulation Seminar

I attended the informative and enjoyable 52nd Annual Securities Regulation Seminar (Seminar) sponsored by the Business & Corporations Law Section…

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SEC Office of Investor Education warns Investors to Beware of Spoofed websites

On October 23, 2019, the U.S. Securities and Exchange Commission (“SEC”) Office of Investor Education and Advocacy issued an Investor…

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SEC wins Final Judgment of nearly $7 Million against PlexCoin ICO Scammers

Brief Background According to the U.S. Securities and Exchange Commission’s (“SEC”) complaint filed December 1, 2017, Dominic Lacroix, Lacroix’s business…

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