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I attended the CAI-GLAC’s Legal Update 2019 and Learned a Lot about the Impact of New Legislation

I serve as Treasurer of the Marina City Club Condominium Owners Association and requested our Management Company, Seabreeze Management, to…

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Telegram Accuses The SEC Of Failing To Provide Clear Guidance And Engaging In Improper Regulation By Enforcement

On November 12, 2019, Telegram Group Inc. and TON Issuer (Defendants) filed a response to the U.S. Securities and Exchange…

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Broken Windows: SEC Commissioner Hester M. Peirce’s Remarks before the 51st Annual Institute on Securities Regulation

Last week, U.S. Securities and Exchange Commission (SEC) Commissioner Hester M. Peirce, delivered a speech providing recommendations on how to…

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SEC Charges Adviser for Running Ponzi Scheme Targeting Haitian Community Including his Family and Friends

Last week, the U.S. Securities and Exchange Commission’s (SEC) issued a press release to announce that it filed a complaint…

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SEC Charges Issuer and CEO with Violating Whistleblower Protection Laws to Silence Investor Complaints

Last week, the U.S. Securities and Exchange Commission’s (SEC) issued a press release to announce that it filed an amended…

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SEC Division of Enforcement Publishes Annual Report for Fiscal Year 2019

Earlier this week, the U.S. Securities and Exchange Commission (SEC) Division of Enforcement published its Annual Report for First Year…

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