Skip to content
DAILY BLAWGGER

because everyone should know the law

Federal Securities Law

Categories

Subscribe!

SEC may Reward Issuers and Auditors for Self-Policing, Self-Reporting, Remediation and Cooperation with Law Enforcement Authorities

In Release No. 44969 (Release) published on October 23, 2001, ...

Telegram Accuses The SEC Of Failing To Provide Clear Guidance And Engaging In Improper Regulation By Enforcement

On November 12, 2019, Telegram Group Inc. and TON Issuer ...

Broken Windows: SEC Commissioner Hester M. Peirce’s Remarks before the 51st Annual Institute on Securities Regulation

Last week, U.S. Securities and Exchange Commission (SEC) Commissioner Hester ...

SEC Charges Adviser for Running Ponzi Scheme Targeting Haitian Community Including his Family and Friends

Last week, the U.S. Securities and Exchange Commission’s (SEC) issued ...

SEC Charges Issuer and CEO with Violating Whistleblower Protection Laws to Silence Investor Complaints

Last week, the U.S. Securities and Exchange Commission’s (SEC) issued ...

SEC Division of Enforcement Publishes Annual Report for Fiscal Year 2019

Earlier this week, the U.S. Securities and Exchange Commission (SEC) ...

The U.S. Supreme Court may revoke the SEC’s Disgorgement Power in Liu v. SEC

What legal issue will the U.S. Supreme Court decide in ...

The SEC Can More Strategically and Securely Plan, Manage, and Implement Cloud Computing Services

Why did the SEC perform this Audit? The Office of ...

The Office of Inspector General’s final report details the Audit of the SEC’s Compliance With the DATA Act for Fiscal Year 2019

Why did the SEC perform this Audit? The Digital Accountability ...

Part 6: Highlights from LACBA’s 52nd Annual Securities Regulation Seminar – Cyber Regulation and Enforcement

Panel: Cyber Regulation and Enforcement The Cyber Regulation and Enforcement ...
Scroll To Top