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SEC may Reward Issuers and Auditors for Self-Policing, Self-Reporting, Remediation and Cooperation with Law Enforcement Authorities
By Lahdan Rahmati, Esq. |
In Release No. 44969 (Release) published on October 23, 2001, ...
Telegram Accuses The SEC Of Failing To Provide Clear Guidance And Engaging In Improper Regulation By Enforcement
By Lahdan Rahmati, Esq. |
On November 12, 2019, Telegram Group Inc. and TON Issuer ...
Broken Windows: SEC Commissioner Hester M. Peirce’s Remarks before the 51st Annual Institute on Securities Regulation
By Lahdan Rahmati, Esq. |
Last week, U.S. Securities and Exchange Commission (SEC) Commissioner Hester ...
SEC Charges Adviser for Running Ponzi Scheme Targeting Haitian Community Including his Family and Friends
By Lahdan Rahmati, Esq. |
Last week, the U.S. Securities and Exchange Commission’s (SEC) issued ...
SEC Charges Issuer and CEO with Violating Whistleblower Protection Laws to Silence Investor Complaints
By Lahdan Rahmati, Esq. |
Last week, the U.S. Securities and Exchange Commission’s (SEC) issued ...
SEC Division of Enforcement Publishes Annual Report for Fiscal Year 2019
By Lahdan Rahmati, Esq. |
Earlier this week, the U.S. Securities and Exchange Commission (SEC) ...
The U.S. Supreme Court may revoke the SEC’s Disgorgement Power in Liu v. SEC
By Lahdan Rahmati, Esq. |
What legal issue will the U.S. Supreme Court decide in ...
The SEC Can More Strategically and Securely Plan, Manage, and Implement Cloud Computing Services
By Lahdan Rahmati, Esq. |
Why did the SEC perform this Audit? The Office of ...
The Office of Inspector General’s final report details the Audit of the SEC’s Compliance With the DATA Act for Fiscal Year 2019
By Lahdan Rahmati, Esq. |
Why did the SEC perform this Audit? The Digital Accountability ...
Part 6: Highlights from LACBA’s 52nd Annual Securities Regulation Seminar – Cyber Regulation and Enforcement
By Lahdan Rahmati, Esq. |
Panel: Cyber Regulation and Enforcement The Cyber Regulation and Enforcement ...