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Oct 31 2019

Part 4: Highlights from LACBA’s 52nd Annual Securities Regulation Seminar – SEC Division of Corporation Finance Update

Panel: SEC Division of Corporation Finance Update This U.S. Securities ...

Oct 30 2019

Part 3: Highlights from LACBA’s 52nd Annual Securities Regulation Seminar – Enforcement Developments

Panel: Enforcement Developments This Enforcement Developments Panel focused on a ...

Oct 29 2019

Part 2: Highlights from LACBA’s 52nd Annual Securities Regulation Seminar – Legislative, Regulatory and Legal Developments in Securities Laws

Panel: Legislative, Regulatory and Legal Developments in Securities Laws This ...

Oct 28 2019

Part 1: Highlights from LACBA’s 52nd Annual Securities Regulation Seminar – SEC Chair Jay Clayton’s Opening Remarks

U.S. Securities and Exchange Commission (SEC) Chair Jay Clayton delivered ...

Oct 25 2019

6 Part Series: Highlights from LACBA’s 52nd Annual Securities Regulation Seminar

I attended the informative and enjoyable 52nd Annual Securities Regulation ...

Oct 24 2019

SEC Office of Investor Education warns Investors to Beware of Spoofed websites

On October 23, 2019, the U.S. Securities and Exchange Commission ...

Oct 23 2019

SEC wins Final Judgment of nearly $7 Million against PlexCoin ICO Scammers

Brief Background According to the U.S. Securities and Exchange Commission’s ...

Oct 22 2019

Telegram Promises not to Offer, Sell, Deliver or Distribute its Cryptocurrency until at least February 2020

According to a Stipulation and Consent Order ("Order") filed with ...

Oct 21 2019

SEC’s Letter to Judge Castel hints that Telegram is seeking an End-Run around the Rules

In a letter to Judge Castel dated October 17, 2019, ...