Skip to content
DAILY BLAWGGER

because everyone should know the law

Menu
  • Home
  • Videos
  • Blawg
  • About

Archive for October 2018

Top Takeaways from LACBA’s 51st Annual Securities Regulation Seminar

By Lahdan Rahmati, Esq. | October 31, 2018

The U.S. Securities and Exchange Commission (SEC) looks at the root cause of misconduct and fashions relief that directly addresses the root cause. – Steven Peikin, SEC, Co-Director, Division of Enforcement Steven Peikin explained that as a result of the recent SEC Settlement with Tesla, Tesla must establish protocols of oversight with respect to Musks’…

Read More

Recent Posts

  • Do you meet the definition of an “Accredited Investor” under the new SEC Rules?
  • Do You Really Have Time To Read & Understand The Heroes Act?
  • Governor Newsom – Please Order all Court Buildings in the State of California Closed starting March 16
  • Three Men Arrested in $722 Million Cryptocurrency Fraud Scheme Targeting “Dumb” Investors
  • Should Court Transcripts be Provided to Parties Free of Charge?

Recent Comments

  • carynlipinski73 on SEC may Reward Issuers and Auditors for Self-Policing, Self-Reporting, Remediation and Cooperation with Law Enforcement Authorities
  • nikilaufer4 on SEC may Reward Issuers and Auditors for Self-Policing, Self-Reporting, Remediation and Cooperation with Law Enforcement Authorities
  • Lahdan Rahmati, Esq. on Telegram Promises not to Offer, Sell, Deliver or Distribute its Cryptocurrency until at least February 2020
  • haydenweatherfor on Telegram Promises not to Offer, Sell, Deliver or Distribute its Cryptocurrency until at least February 2020
  • crystalmosely82 on Telegram Promises not to Offer, Sell, Deliver or Distribute its Cryptocurrency until at least February 2020

Archives

  • December 2020
  • November 2020
  • March 2020
  • December 2019
  • November 2019
  • October 2019
  • July 2019
  • May 2019
  • January 2019
  • October 2018
  • September 2018
  • July 2018
  • June 2018
  • May 2018
  • April 2018
  • March 2018
  • February 2018
  • January 2018
  • December 2017

Categories

  • California Law
  • Federal Law
  • Federal Securities Law
  • Health Law
  • NonProfit Law
  • Real Estate Law
  • Uncategorized

Meta

  • Log in
  • Entries feed
  • Comments feed
  • WordPress.org

Site Links

  • Home
  • Videos
  • Blawg
  • About

Videos

Podcast

Podcast

Recent Posts

  • Do you meet the definition of an “Accredited Investor” under the new SEC Rules?
  • Do You Really Have Time To Read & Understand The Heroes Act?
  • Governor Newsom – Please Order all Court Buildings in the State of California Closed starting March 16
  • Three Men Arrested in $722 Million Cryptocurrency Fraud Scheme Targeting “Dumb” Investors
  • Should Court Transcripts be Provided to Parties Free of Charge?
  • SEC may Reward Issuers and Auditors for Self-Policing, Self-Reporting, Remediation and Cooperation with Law Enforcement Authorities

Subscribe!

Sign up for our newsletter!

Please enter your name.
Please enter a valid email address.
Subscribe!

Thanks for subscribing! Please check your email for further instructions.

Something went wrong. Please check your entries and try again.

Material published on this website does not constitute legal advice. If you are seeking legal advice, please contact an attorney.

* Editorial note: Nothing on this website constitutes legal advice. © 2019 • the daily blawgger • All rights reserved

Scroll To Top