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Archive for February 2018

Regulation CF Issuers must comply with Annual Reporting Obligations

By Lahdan Rahmati, Esq. | February 9, 2018

If you are reading this, then you are probably an issuer who sold securities in a Regulation Crowdfunding (Regulation CF) Offering – Congratulations! Not. So. Fast. You must comply with annual reporting obligations in order to continue relying on the Regulation CF exemption. A Quick Intro Title III of the Jumpstart Our Business Startups (JOBS)…

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Recent Posts

  • Do you meet the definition of an “Accredited Investor” under the new SEC Rules?
  • Do You Really Have Time To Read & Understand The Heroes Act?
  • Governor Newsom – Please Order all Court Buildings in the State of California Closed starting March 16
  • Three Men Arrested in $722 Million Cryptocurrency Fraud Scheme Targeting “Dumb” Investors
  • Should Court Transcripts be Provided to Parties Free of Charge?
  • SEC may Reward Issuers and Auditors for Self-Policing, Self-Reporting, Remediation and Cooperation with Law Enforcement Authorities

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